SEC Form 4 · accession 0001227654-16-000106
COMPASS MINERALS INTERNATIONAL INC · CMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Joseph Malecha
Officer — Chief Executive Officer · Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stcok | Mar 11, 2016 | M | 3,637 | $0.00 | A | 18,026 | D | |
| Common StcokF2 | Mar 14, 2016 | F | 1,711 | $72.48 | D | 16,315 | D | |
| Common Stcok | Mar 11, 2016 | M | 4,706 | $0.00 | A | 21,021 | D | |
| Common StcokF3 | Mar 14, 2016 | F | 2,213 | $72.48 | D | 18,808 | D | |
| Common StockF1 | holding | — | — | — | 533 | I | Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | $0.00 | Mar 11, 2016 | M | 3,637 | D | Mar 11, 2016 | Mar 11, 2016 | Common Stock | 3,637 | 0 | D |
| Performance Stock UnitF5,F6 | $0.00 | Mar 11, 2016 | M | 4,706 | D | Mar 11, 2016 | Mar 11, 2016 | Common Stock | 4,706 | 0 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 4,366 | 4,366 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 4,841 | 4,841 | D |
| Stock Option (Right to Buy) | $76.99 | holding | — | — | — | Mar 11, 2014 | Mar 11, 2020 | Common Stock | 24,086 | 24,086 | D |
| Stock Option (Right to Buy) | $87.18 | holding | — | — | — | Mar 10, 2015 | Mar 10, 2021 | Common Stock | 23,452 | 23,452 | D |
| Stock Option (Right to Buy) | $91.75 | holding | — | — | — | Mar 10, 2016 | Mar 10, 2022 | Common Stock | 29,423 | 29,423 | D |
| Performance Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 7,197 | 7,197 | D |
| Performance Stock Unit(ROIC) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 4,841 | 4,841 | D |
| Performance Stock Unit(rTSR) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 3,997 | 3,997 | D |
Explanation of responses
- F1The information on this report is based on 401(k) plan statement dated 03/14/2016.
- F2The 1,711 shares were traded in blocks ranging in price from $72.41 to $72.67. $72.48 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F3The 2,213 shares were traded in blocks ranging in price from $72.41 to $72.67. $72.48 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F4All Restricted Stock Units have a conversion price of $0.00.
- F5The cumulative performance of the three one-year performance periods applicable to this PSU grant resulted in a decrease of 2,497 shares from the original target grant.
- F6All Performance Stock Units have a conversion price of $0.00.