SEC Form 4 · accession 0001227654-16-000071
COMPASS MINERALS INTERNATIONAL INC · CMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack C. Leunig
Officer — Senior Vice President
Period of report
Feb 17, 2016
Accepted (ET)
Feb 18, 2016 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | M | 2,910 | $58.99 | A | 7,229 | D | |
| Common StockF1 | Feb 17, 2016 | S | 2,910 | $68.76 | D | 4,319 | D | |
| Common Stock | holding | — | — | — | 923 | I | Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $58.99 | Feb 17, 2016 | M | 2,910 | D | Mar 10, 2010 | Mar 10, 2016 | Common Stock | 2,910 | 0 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 11, 2016 | Mar 11, 2016 | Common Stock | 1,299 | 1,299 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 860 | 860 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 1,090 | 1,090 | D |
| Stock Option (Right to Buy) | $78.51 | holding | — | — | — | Mar 10, 2011 | Mar 10, 2017 | Common Stock | 3,145 | 3,145 | D |
| Stock Option (Right to Buy) | $86.47 | holding | — | — | — | Mar 10, 2012 | Mar 10, 2018 | Common Stock | 2,410 | 2,410 | D |
| Stock Option (Right to Buy) | $71.69 | holding | — | — | — | Mar 12, 2013 | Mar 12, 2019 | Common Stock | 3,244 | 3,244 | D |
| Stock Option (Right to Buy) | $76.99 | holding | — | — | — | Mar 11, 2014 | Mar 11, 2020 | Common Stock | 3,614 | 3,614 | D |
| Stock Option (Right to Buy) | $87.18 | holding | — | — | — | Mar 10, 2015 | Mar 10, 2021 | Common Stock | 4,621 | 4,621 | D |
| Stock Option (Right to Buy) | $91.75 | holding | — | — | — | Mar 10, 2016 | Mar 10, 2022 | Common Stock | 6,627 | 6,627 | D |
| Performance Stock Unit | $0.00 | holding | — | — | — | Mar 11, 2016 | Mar 11, 2016 | Common Stock | 965 | 965 | D |
| Performance Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 1,418 | 1,418 | D |
| Performance Stock Unit(ROIC) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 1,090 | 1,090 | D |
| Performance Stock Unit(rTSR) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 900 | 900 | D |
Explanation of responses
- F1The 2,910 shares were traded in blocks ranging in price from $68.72 to $68.77. $68.76 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F2This transaction is the exercise of a derivative security. See column 2 for the exercise price.