SEC Form 4 · accession 0001227654-16-000060
COMPASS MINERALS INTERNATIONAL INC · CMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Joseph Malecha
Officer — Chief Executive Officer · Director
Period of report
Jan 17, 2016
Accepted (ET)
Jan 20, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stcok | Jan 17, 2016 | M | 27,575 | $0.00 | A | 27,575 | D | |
| Common StcokF2 | Jan 19, 2016 | F | 13,186 | $71.38 | D | 14,389 | D | |
| Common StockF1 | holding | — | — | — | 515 | I | Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Jan 17, 2016 | M | 27,575 | D | Jan 17, 2016 | Jan 17, 2016 | Common Stock | 27,575 | 0 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 11, 2016 | Mar 11, 2016 | Common Stock | 3,637 | 3,637 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 4,366 | 4,366 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 4,841 | 4,841 | D |
| Stock Option (Right to Buy) | $76.99 | holding | — | — | — | Mar 11, 2014 | Mar 11, 2020 | Common Stock | 24,086 | 24,086 | D |
| Stock Option (Right to Buy) | $87.18 | holding | — | — | — | Mar 10, 2015 | Mar 10, 2021 | Common Stock | 23,452 | 23,452 | D |
| Stock Option (Right to Buy) | $91.75 | holding | — | — | — | Mar 10, 2016 | Mar 10, 2022 | Common Stock | 29,423 | 29,423 | D |
| Performance Stock Unit | $0.00 | holding | — | — | — | Mar 11, 2016 | Mar 11, 2016 | Common Stock | 7,203 | 7,203 | D |
| Performance Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 7,197 | 7,197 | D |
| Performance Stock Unit(rTSR) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 3,997 | 3,997 | D |
| Performance Stock Unit(ROIC) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 4,841 | 4,841 | D |
Explanation of responses
- F1The information on this report is based on 401(k) information as of 12/31/2015.
- F2The 13,186 shares were traded in blocks ranging in price from $71.22 to $71.54. $71.38 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F3All Restricted Stock Units have a conversion price of $0.00