SEC Form 4 · accession 0001140361-15-012961
COMPASS MINERALS INTERNATIONAL INC · CMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Dana Miller
Officer — Senior Vice President
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 1,155 | $87.18 | A | 1,155 | D | |
| Common StockF1 | Mar 19, 2015 | S | 1,155 | $94.73 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 47 | I | Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $87.18 | Mar 19, 2015 | M | 1,155 | D | Mar 10, 2015 | Mar 10, 2021 | Common Stock | 4,621 | 3,466 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Nov 1, 2016 | Nov 1, 2016 | Common Stock | 2,659 | 2,659 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 860 | 860 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 12, 2018 | Mar 12, 2018 | Common Stock | 1,995 | 1,995 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 1,090 | 1,090 | D |
| Stock Option(Right to Buy) | $75.21 | holding | — | — | — | Nov 1, 2014 | Nov 1, 2020 | Common Stock | 7,917 | 7,917 | D |
| Stock Option (Right to Buy) | $91.75 | holding | — | — | — | Mar 10, 2016 | Mar 10, 2022 | Common Stock | 6,627 | 6,627 | D |
| Performance Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 1,418 | 1,418 | D |
| Performance Stock Unit | $0.00 | holding | — | — | — | Mar 12, 2018 | Mar 12, 2018 | Common Stock | 3,761 | 3,761 | D |
| Performance Stock Unit(rTSR) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 900 | 900 | D |
| Performance Stock Unit(ROIC) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 1,090 | 1,090 | D |
Explanation of responses
- F1The 1,155 shares were sold for $94.73.
- F2The information in this report is based on a 401(k) plan statement dated as of 03-09-15.
- F3This transaction is the exercise of a derivative security. See column 2 for the exercise price.