SEC Form 4 · accession 0001140361-18-031665

Neuronetics, Inc. · STIM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

GENERAL ELECTRIC CO

10% Owner

GE Ventures Ltd

10% Owner

Period of report

Jul 2, 2018

Accepted (ET)

Jul 5, 2018 · 4:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001227636

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jul 2, 2018	C	1,028,009	—	A	1,028,009	I	See Note
Common Stock^F1,F2	Jul 2, 2018	C	280,032	—	A	1,308,041	I	See Note

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series F Convertible Preferred Stock^F1,F2	—	Jul 2, 2018	C	1,028,009	D	—	—	Common Stock	1,028,009	0	I
Series G Convertible Preferred Stock^F1,F2	—	Jul 2, 2018	C	280,032	D	—	—	Common Stock	280,032	0	I

Explanation of responses

F1Each share of Series F Convertible Preferred Stock and Series G Convertible Preferred Stock was convertible at any time, at the option of the holder, into Common Stock, on a one-for-one basis, had no expiration date and converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering.
F2Directly owned by GE Ventures Limited, which is a wholly-owned subsidiary of General Electric Company ("General Electric"). General Electric disclaims beneficial ownership of the securities of the Issuer held by GE Ventures Limited except to the extent of its pecuniary interest, and the filing of this Form shall not be deemed an admission that General Electric is the beneficial owner of any equity securities of the Issuer for purposes of Section 16 or any other purpose.

Remarks

Exhibit 24.1 - Power of Attorney (General Electric), incorporated herein by reference to Exhibit 24 to the Form 4 filed by General Electric on April 19, 2018, with respect to Pivotal Software, Inc. Exhibit 99.1 - Joint Filer Information, incorporated herein by reference.