SEC Form 4 · accession 0000899243-17-021430
EQUITY BANCSHARES INC · EQBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad S Elliott
Officer — Chief Executive Officer · Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 31, 2017 | M | 5,000 | $17.00 | A | 201,933 | D | |
| Class A Common Stock | Aug 31, 2017 | S | 5,000 | $34.00 | D | 196,933 | D | |
| Class A Common Stock | Sep 1, 2017 | M | 5,000 | $17.00 | A | 201,933 | D | |
| Class A Common Stock | Sep 1, 2017 | S | 5,000 | $34.00 | D | 196,933 | D | |
| Class A Common StockF1 | holding | — | — | — | 9,615 | I | By Equity Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.00 | Aug 31, 2017 | M | 5,000 | D | Dec 31, 2013 | Dec 31, 2017 | Class A Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $17.00 | Sep 1, 2017 | M | 5,000 | D | Dec 31, 2013 | Dec 31, 2017 | Class A Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The reporting person is the managing member of Equity Holdings, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.