SEC Form 4 · accession 0000899243-17-015534
EQUITY BANCSHARES INC · EQBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey R Sorensen
Director
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 2, 2017 | P | 60 | $30.45 | A | 60 | I | As trustee for the benefit of grandchild 1 UGTMA |
| Class A Common StockF1 | Jun 2, 2017 | P | 50 | $30.45 | A | 50 | I | As trustee for the benefit of grandchild 2 UGTMA |
| Class A Common StockF1 | Jun 2, 2017 | P | 50 | $30.45 | A | 50 | I | As trustee for the benefit of grandchild 3 UGTMA |
| Class A Common StockF1 | Jun 2, 2017 | P | 50 | $30.45 | A | 50 | I | As trustee for the benefit of grandchild 4 UGTMA |
| Class A Common StockF1 | Jun 2, 2017 | P | 50 | $30.45 | A | 50 | I | As trustee for the benefit of grandchild 5 UGTMA |
| Class A Common StockF1 | Jun 2, 2017 | P | 50 | $30.45 | A | 50 | I | As trustee for the benefit of grandchild 6 UGTMA |
| Class A Common StockF2 | holding | — | — | — | 34,018 | I | By Blau Investment Co., LLC | |
| Class A Common Stock | holding | — | — | — | 3,319 | I | By Spouse | |
| Class A Common Stock | holding | — | — | — | 4,320 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is the trustee/custodian of the trusts/accounts that hold these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F2The reporting person's spouse serves as President of Blau Investment Co., LLC. The reporting person disclaims beneficial ownership of these securities except of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.