SEC Form 4 · accession 0000899243-17-015182
EQUITY BANCSHARES INC · EQBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Smits
Officer — EVP/Chief Credit Officer
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 31, 2017 | A | 2,500 | $0.00 | A | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $29.74 | May 31, 2017 | A | 10,000 | A | — | May 31, 2027 | Class A Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents grant of restricted stock units. Upon grant, 625 of the restricted stock units vested. The remaining restricted stock units vest in three equal annual installments beginning on May 31, 2018.
- F2The options vest in five equal annual installments beginning on May 31, 2018.