SEC Form 4 · accession 0000899243-17-008364
EQUITY BANCSHARES INC · EQBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory H Kossover
Officer — EVP and CFO · Director
Period of report
Feb 17, 2017
Accepted (ET)
Mar 22, 2017 · 2:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 17, 2017 | A | 1,244 | $0.00 | A | 1,244 | D | |
| Class A Common Stock | Feb 17, 2017 | G | 311 | $0.00 | D | 933 | D | |
| Class A Common StockF2 | Feb 17, 2017 | G | 311 | $0.00 | A | 85,811 | I | By Gregory H. Kossover Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $33.50 | Feb 17, 2017 | A | 10,533 | A | — | Feb 17, 2027 | Class A Common Stock | 10,533 | 10,533 | D |
Explanation of responses
- F1Represents grant of restricted stock units. Upon grant, 311 of the restricted stock units vested. The remaining restricted stock units vest in three equal annual installments beginning on February 15, 2018.
- F2The reporting person is the trustee of the Gregory H. Kossover Revocable Trust.
- F3The option vests in four installments. The first installment of 3,349 options vested upon grant on February 17, 2017. Of the remaining options, 2,395 vest on February 17, 2018, 2,395 vest on February 17, 2019, and 2,394 vest on February 17, 2020.