SEC Form 4 · accession 0000899243-17-008362

EQUITY BANCSHARES INC · EQBK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Feb 17, 2017

Accepted (ET)

Mar 22, 2017 · 2:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001227500

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Feb 17, 2017	A	1,992	$0.00	A	196,933	D
Class A Common Stock^F2	holding	—	—		—	9,615	I	By Equity Holdings, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$33.50	Feb 17, 2017	A	16,853	A	—	Feb 17, 2027	ClassA Common Stock	16,853	16,853	D

F1Represents grant of restricted stock units. Upon grant, 498 of the restricted stock units vested. The remaining restricted stock units vest in three equal annual installments beginning on February 15, 2018.
F2The reporting person is the managing member of Equity Holdings, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F3The option vests in four installments. The first installment of 5,359 options vested upon grant on February 17, 2017. Of the remaining options, 3,831 vest on February 17, 2018, 3,831 vest on February 17, 2019, and 3,832 vest on February 17, 2020.