SEC Form 4 · accession 0000899243-17-007938
EQUITY BANCSHARES INC · EQBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn David Penner
Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 17, 2017 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 16, 2017 | M | 2,000 | $17.00 | A | 130,895 | D | |
| Class A Common Stock | Mar 16, 2017 | S | 2,000 | $32.55 | D | 128,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $17.00 | Mar 16, 2017 | M | 2,000 | D | Dec 31, 2007 | Dec 31, 2017 | Class A Common Stock | 2,000 | 0 | D |