SEC Form 4 · accession 0000899243-17-007568
EQUITY BANCSHARES INC · EQBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Gaeddert
Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 15, 2017 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 14, 2017 | M | 2,000 | $17.00 | A | 8,299 | D | |
| Class A Common StockF1 | holding | — | — | — | 18,000 | I | By D&G Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $17.00 | Mar 14, 2017 | M | 2,000 | D | Dec 31, 2007 | Dec 31, 2017 | Class A Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The reporting person is the managing member of D&G Investments, LLC. The reporting person disclaims ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for another other purpose.