SEC Form 4 · accession 0000899243-16-027803
EQUITY BANCSHARES INC · EQBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Berglund
Director
Period of report
Jun 16, 2016
Accepted (ET)
Aug 22, 2016 · 10:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 16, 2016 | M | 2,000 | $17.00 | A | 2,000 | D | |
| Class A Common Stock | Jun 16, 2016 | G | 2,000 | $0.00 | D | 0 | D | |
| Class A Common StockF2 | Jun 16, 2016 | G | 2,000 | $0.00 | A | 10,000 | I | By L. James Berglund Revocable Trust |
| Class A Common StockF3 | holding | — | — | — | 8,000 | I | By Deana K. Berglund Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $17.00 | Jun 16, 2016 | M | 2,000 | D | Dec 31, 2013 | Dec 31, 2017 | Class A Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Represents transfer to, and receipt by, the L. James Berglund Revocable Trust.
- F2The reporting person is the trustee of the L.James Berglund Revocable Trust.
- F3The reporting person's spouse is the trustee of the Deana K. Berglund Revocable Trust.