SEC Form 4 · accession 0001179110-16-019619
DTS, INC. · DTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kris Graves
Officer — EVP, Human Resources
Period of report
Feb 15, 2016
Accepted (ET)
Feb 18, 2016 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001226308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2016 | M | 2,717 | $0.00 | A | 21,516 | D | |
| Common StockF3 | Feb 15, 2016 | F | 2,027 | $21.91 | D | 19,489 | D | |
| Common StockF4 | Feb 15, 2016 | A | 922 | $0.00 | A | 20,411 | D | |
| Common StockF5 | Feb 15, 2016 | F | 339 | $21.91 | D | 20,072 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Common Stock acquired upon settlement of Restricted Share Units granted February 11, 2015 pursuant to the Issuer's 2012 Equity Incentive Plan.
- F2The total holdings include 2,717 shares underlying restricted stock units that were previously reported in Table II.
- F3The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of restricted stock unit awards granted in March 13, 2014 and February 11, 2015.
- F4Shares of Common Stock issued under the 2012 Equity Incentive Plan to the reporting person for achievement of performance goals for the performance period January 1, 2014 to December 31, 2015.
- F5The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of Performance Stock Unit award granted in March 13, 2014.