SEC Form 4 · accession 0001179110-15-002859
DTS, INC. · DTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melvin Flanigan
Officer — Executive VP Finance & CFO
Period of report
Feb 15, 2015
Accepted (ET)
Feb 18, 2015 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001226308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2015 | F | 2,592 | $28.68 | D | 23,129 | D | |
| Common StockF3 | holding | — | — | — | 17,142 | I | Flanigan Family Trust dated June 3, 2013 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of restricted stock units granted in February 2011, restricted stock units granted in February 2012 and restricted stock units granted in March 2014.
- F2Includes 1,146 shares acquired under the Issuer's employee stock purchase plan on May 14, 2014 and 538 shares acquired under the Issuer's employee stock purchase plan on November 14, 2014.
- F3The shares are held by the Flanigan Family Trust dated June 3, 2013, of which Mr. Flanigan is a trustee. Mr. Flanigan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.