SEC Form 4 · accession 0002006641-26-000010
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy D. Williams
Officer — Chief Actuary
Period of report
Sep 15, 2026
Accepted (ET)
Sep 16, 2026 · 6:09 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2026 | M | 4,420 | $21.06 | A | 66,583 | D | |
| Common StockF1,F2 | Sep 15, 2026 | S | 4,420 | $55.2696 | D | 62,163 | D | |
| Common Stock | Sep 16, 2026 | M | 3,240 | $23.33 | A | 65,403 | D | |
| Common StockF1,F3 | Sep 16, 2026 | S | 3,240 | $55.7138 | D | 62,163 | D | |
| Common StockF1,F4 | Sep 16, 2026 | S | 1,122 | $55.7192 | D | 61,041 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $21.06 | Sep 15, 2026 | M | 4,420 | D | — | Feb 23, 2027 | Common Stock | 4,420 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $23.33 | Sep 16, 2026 | M | 3,240 | D | — | Feb 21, 2028 | Common Stock | 3,240 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to a Rule 10b5-1 trading plan adopted on May 8, 2026.
- F2Reflects the weighted average sale price. Shares were sold at prices ranging from $55.01 per share to $55.50 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
- F3Reflects the weighted average sale price. Shares were sold at prices ranging from $55.54 per share to $55.84 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
- F4Reflects the weighted average sale price. Shares were sold at prices ranging from $55.54 per share to $55.82 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
- F5One-half of the stock options vested and became exercisable on February 23, 2019, and one-half vested and became exercisable on February 23, 2020.
- F6One-half of the stock options vested and became exercisable on February 21, 2020, and one-half vested and became exercisable on February 21, 2021.