SEC Form 4 · accession 0001252604-18-000007
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yvonne K Franzese
Officer — EVP and Chief HR Officer
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 21, 2018 | A | 7,390 | A | — | — | Common Stock | 7,390 | 7,390 | D |
| Stock OptionsF3 | $23.33 | Feb 21, 2018 | A | 17,680 | A | — | Feb 21, 2028 | Common Stock | 17,680 | 17,680 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The restricted stock units vest in three equal annual installments beginning March 25, 2019.
- F3One-half of these options becomes exercisable on February 21, 2020 and the other one-half becomes exercisable on February 21, 2021.