SEC Form 4 · accession 0001252604-18-000006
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary C Bhojwani
Officer — Chief Executive Officer · Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 21, 2018 | A | 41,880 | A | — | — | Common Stock | 41,880 | 41,880 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 21, 2018 | A | 82,110 | A | — | — | Common Stock | 82,110 | 82,110 | D |
| Stock OptionsF4 | $23.33 | Feb 21, 2018 | A | 100,150 | A | — | Feb 21, 2028 | Common Stock | 100,150 | 100,150 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The restricted stock units vest in three equal annual installments beginning March 25, 2019.
- F3One-half of these units vests on March 25, 2020 and the other half vests on March 25, 2021.
- F4One-half of these options becomes exercisable on February 21, 2020 and the other one-half becomes exercisable on February 21, 2021