SEC Form 4 · accession 0001252604-17-000002
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric R Johnson
Officer — EVP, Chief Investment Officer
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 9:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 13, 2017 | M | 70,000 | $6.45 | A | 348,023 | D | |
| Common stock | Feb 13, 2017 | S | 37,801 | $20.78 | D | 310,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $6.45 | Feb 13, 2017 | M | 70,000 | D | — | Mar 18, 2017 | Common Stock | 70,000 | 0 | D |
Explanation of responses
- F1One-half of these options vested on March 18, 2012 and the other one-half vested on March 18, 2013.