SEC Form 4 · accession 0001252604-16-000011
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Zimpfer
Officer — EVP and General Counsel
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2016 | A | 13,108 | — | A | 91,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $17.38 | Feb 23, 2016 | A | 81,600 | A | — | Feb 23, 2026 | Common Stock | 81,600 | 81,600 | D |
Explanation of responses
- F1These shares were acquired upon vesting of performance share units for the 2013-2015 performance period, based on the Issuer's average operating return on equity and relative total shareholder return over that period.
- F2One-half of these options vests on February 23, 2018 and the other one-half vests on February 23, 2019.