SEC Form 4 · accession 0001250988-19-000006
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary C Bhojwani
Officer — Chief Executive Officer · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | Feb 19, 2019 | A | 67,400 | $17.48 | A | 366,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $17.48 | Feb 19, 2019 | A | 164,600 | A | — | Feb 19, 2029 | Common Stock | 164,600 | 164,600 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The restricted stock units vest in three equal annual installments beginning March 25, 2020.
- F3One-half of these options vest on February 19, 2021 and one-half vest on February 19, 2022.