SEC Form 4 · accession 0001250988-19-000003
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric R Johnson
Officer — EVP, Chief Investment Officer
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | M | 69,300 | $7.51 | A | 452,089 | D | |
| Common StockF1 | Feb 15, 2019 | F | 41,753 | $17.31 | D | 410,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.51 | Feb 15, 2019 | A | 69,300 | D | — | Feb 28, 2019 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Shares surrendered to CNO Financial Group, Inc. for exercise price and required tax withholding.
- F2One-half of these options vested on February 28, 2014 and one-half vested on February 28, 2015.