SEC Form 4 · accession 0001250988-18-000027
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Nickele
Officer — EVP and Chief Actuary
Period of report
Sep 28, 2018
Accepted (ET)
Oct 1, 2018 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 28, 2018 | A | 5,555 | $21.22 | A | 81,998 | D | |
| Common StockF4 | Sep 28, 2018 | F | 166 | $21.22 | D | 81,832 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3The restricted stock units vest in three equal annual installments beginning September 28, 2019.
- F4Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units.