SEC Form 4 · accession 0001250988-18-000001
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Kline
Officer — SVP & Chief Acctg Officer
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 17,000 | $7.38 | A | 62,955 | D | |
| Common StockF1 | Feb 26, 2018 | F | 8,773 | $23.43 | D | 54,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.38 | Feb 26, 2018 | A | 17,000 | D | — | Mar 8, 2018 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Shares surrendered to CNO Financial Group, Inc. for exercise price and required tax withholding.
- F2One-half of these options vested on March 8, 2013 and the other one-half vested on March 8, 2014.