SEC Form 4 · accession 0001250988-17-000017
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Nickele
Officer — EVP and Chief Actuary
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 11:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | M | 32,600 | $10.88 | A | 80,158 | D | |
| Common Stock | Mar 3, 2017 | S | 32,600 | $21.08 | D | 47,558 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $10.88 | Mar 3, 2017 | M | 32,600 | D | — | Feb 27, 2020 | Common Stock | 32,600 | 0 | D |
Explanation of responses
- F1One-half of these options became exercisable on February 27, 2015 and the other one-half became exercisable on February 27, 2016.