SEC Form 4 · accession 0001250988-16-000058
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce K. Baude
Officer — EVP, Chief Ops & Tech Officer
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 9:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | M | 62,890 | $8.29 | A | 115,878 | D | |
| Common Stock | May 19, 2016 | S | 100 | $19.335 | D | 115,778 | D | |
| Common Stock | May 19, 2016 | S | 2,050 | $19.33 | D | 113,728 | D | |
| Common Stock | May 19, 2016 | S | 300 | $19.34 | D | 113,428 | D | |
| Common Stock | May 19, 2016 | S | 200 | $19.345 | D | 113,228 | D | |
| Common Stock | May 19, 2016 | S | 100 | $19.335 | D | 113,128 | D | |
| Common Stock | May 19, 2016 | S | 7,300 | $19.33 | D | 105,828 | D | |
| Common Stock | May 19, 2016 | S | 200 | $19.345 | D | 105,628 | D | |
| Common Stock | May 19, 2016 | S | 2,000 | $19.34 | D | 103,628 | D | |
| Common Stock | May 19, 2016 | S | 100 | $19.355 | D | 103,528 | D | |
| Common Stock | May 19, 2016 | S | 2,900 | $19.35 | D | 100,628 | D | |
| Common Stock | May 19, 2016 | S | 100 | $19.365 | D | 100,528 | D | |
| Common Stock | May 19, 2016 | S | 2,300 | $19.36 | D | 98,228 | D | |
| Common Stock | May 19, 2016 | S | 700 | $19.33 | D | 97,528 | D | |
| Common Stock | May 19, 2016 | S | 600 | $19.345 | D | 96,928 | D | |
| Common Stock | May 19, 2016 | S | 5,600 | $19.34 | D | 91,328 | D | |
| Common Stock | May 19, 2016 | S | 700 | $19.34 | D | 90,628 | D | |
| Common Stock | May 19, 2016 | S | 100 | $19.35 | D | 90,528 | D | |
| Common Stock | May 19, 2016 | S | 2,300 | $19.35 | D | 88,228 | D | |
| Common Stock | May 19, 2016 | S | 5,335 | $19.27 | D | 82,893 | D | |
| Common Stock | May 19, 2016 | S | 700 | $19.285 | D | 82,193 | D | |
| Common Stock | May 19, 2016 | S | 6,150 | $19.28 | D | 76,043 | D | |
| Common Stock | May 19, 2016 | S | 100 | $19.295 | D | 75,943 | D | |
| Common Stock | May 19, 2016 | S | 3,305 | $19.29 | D | 72,638 | D | |
| Common Stock | May 19, 2016 | S | 2,200 | $19.30 | D | 70,438 | D | |
| Common Stock | May 19, 2016 | S | 100 | $19.305 | D | 70,338 | D | |
| Common Stock | May 19, 2016 | S | 15,150 | $19.31 | D | 55,188 | D | |
| Common Stock | May 19, 2016 | S | 100 | $19.325 | D | 55,088 | D | |
| Common Stock | May 19, 2016 | S | 2,100 | $19.32 | D | 52,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $8.29 | May 19, 2016 | M | 62,890 | D | — | Jul 31, 2019 | Common Stock | 62,890 | 0 | D |
Explanation of responses
- F1One-half of these options vested on July 31, 2014 and the other one-half vested on July 31, 2015.