SEC Form 4 · accession 0001250988-16-000057
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Zimpfer
Officer — EVP and General Counsel
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | M | 43,500 | $10.88 | A | 134,810 | D | |
| Common Stock | May 11, 2016 | S | 43,500 | $19.276 | D | 91,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $10.88 | May 11, 2016 | M | 43,500 | D | — | Feb 27, 2020 | Common Stock | 43,500 | 0 | D |
Explanation of responses
- F1One-half of these options vested on February 27, 2015 and the other one-half vested on February 27, 2016.