SEC Form 4 · accession 0001250988-16-000047
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik M Helding
Officer — EVP and CFO
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 11:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2016 | A | 12,000 | — | A | 24,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $18.43 | May 5, 2016 | A | 36,300 | A | — | May 5, 2026 | Common Stock | 36,300 | 36,300 | D |
Explanation of responses
- F1Restricted stock grant with shares vesting May 5, 2019.
- F2One-half of these options becomes exercisable on May 5, 2018 and the other one-half becomes exercisable on May 5, 2019.