SEC Form 4 · accession 0001250988-15-000038
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Nickele
Officer — EVP and Chief Actuary
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 1:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2015 | M | 32,600 | $10.88 | A | 169,323 | D | |
| Common Stock | Jun 5, 2015 | S | 16,300 | $18.31 | D | 153,023 | D | |
| Common Stock | Jun 5, 2015 | S | 16,300 | $18.32 | D | 136,723 | D | |
| Common Stock | Jun 5, 2015 | S | 100 | $18.35 | D | 136,623 | D | |
| Common Stock | Jun 8, 2015 | S | 54,000 | $18.05 | D | 82,623 | D | |
| Common Stock | Jun 8, 2015 | S | 11,007 | $18.20 | D | 71,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $10.88 | Jun 5, 2015 | M | 32,600 | D | — | Feb 27, 2020 | Common Stock | 32,600 | 32,600 | D |
Explanation of responses
- F1One-half of these options vested on February 27, 2015 and the other one-half vests on February 27, 2016.