SEC Form 4 · accession 0001250988-15-000037
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Nickele
Officer — EVP and Chief Actuary
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | M | 71,200 | $7.38 | A | 207,923 | D | |
| Common Stock | May 28, 2015 | M | 75,100 | $7.51 | A | 283,023 | D | |
| Common Stock | May 28, 2015 | S | 66,300 | $18.1322 | D | 216,723 | D | |
| Common Stock | May 28, 2015 | S | 20,000 | $18.12 | D | 196,723 | D | |
| Common Stock | May 28, 2015 | S | 20,000 | $18.10 | D | 176,723 | D | |
| Common Stock | May 28, 2015 | S | 20,000 | $18.08 | D | 156,723 | D | |
| Common Stock | May 28, 2015 | S | 20,000 | $18.061 | D | 136,723 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $7.38 | May 28, 2015 | M | 71,200 | D | — | Mar 8, 2018 | Comnmon Stock | 71,200 | 0 | D |
| Stock OptionsF2 | $7.51 | May 28, 2015 | M | 75,100 | D | — | Feb 28, 2019 | Common Stock | 75,100 | 0 | D |
Explanation of responses
- F1One-half of these options vested on March 8, 2013 and the other one-half vested on March 8, 2014.
- F2One-half of these options vested on February 28, 2014 and the other one-half vested on February 28, 2015.