SEC Form 4 · accession 0001250988-15-000005
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Keith Long
Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2015 | S | 100,600 | $17.0378 | D | 40,445 | I | Otter Creek Partners I, LP |
| Common StockF2 | Feb 13, 2015 | S | 47,186 | $17.0378 | D | 21,847 | I | Otter Creek International Ltd. |
| Common StockF1 | Feb 17, 2015 | S | 40,445 | $16.7886 | D | 0 | I | Otter Creek Partners I, LP |
| Common StockF2 | Feb 17, 2015 | S | 21,847 | $16.7886 | D | 0 | I | Otter Creek International Ltd. |
| Common Stock | Feb 18, 2015 | S | 22,479 | $16.46 | D | 63,215 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By virtue of his majority ownership of Otter Creek Management, Inc., the general partner of Otter Creek Partners I, LP, the Reporting Person has the power to vote and dispose of these shares and, therefore, may be deemed to be the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest in such securities.
- F2Otter Creek Management, Inc., as an investment advisor of Otter Creek International Ltd., may be deemed to be the beneficial owner of these shares. Mr. Long expressly disclaims ownership of the shares owned by Otter Creek International Ltd.