SEC Form 4 · accession 0001250988-15-000002
CNO Financial Group, Inc. · CNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick John Crawford
Officer — EVP and CFO
Period of report
Jun 24, 2013
Accepted (ET)
Jan 29, 2015 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224608
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 24, 2013 | P | 13 | $12.3399 | A | 79,553 | D | |
| Common StockF1,F2 | Sep 24, 2013 | P | 11 | $14.3199 | A | 79,564 | D | |
| Common StockF1,F2 | Dec 24, 2013 | P | 8 | $17.769 | A | 79,572 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase was made pursuant to dividend reinvestment in a brokerage account.
- F2The reporting person has disgorged to CNO Financial Group, Inc. $56.67, representing the profit realized for purposes of Section 16(b) of the Securities Exchange Act of 1934, as amended, net of broker sales commissions in connection with the sale of shares of CNO common stock on March 6, 2014 and the purchase of shares of CNO common stock through dividend reinvestments on September 24, 2013 and December 24, 2013.