SEC Form 4 · accession 0001209191-16-144183
MARCHEX INC · MCHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Christothoulou
Other
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001224133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Oct 3, 2016 | F | 52,017 | $2.75 | D | 723,891 | D | |
| Class B Common StockF2 | Oct 4, 2016 | C | 176,500 | $0.00 | A | 900,391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F4 | $0.00 | Oct 4, 2016 | C | 176,500 | D | — | — | Class B Common Stock | 176,500 | 0 | D |
Explanation of responses
- F1Exempt redemption by the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock.
- F21 for 1 conversion of Class A Common Stock into Class B Common Stock.
- F3Immediate Exercisability.
- F4No Expiration Date.