SEC Form 4 · accession 0001615774-18-013017
Dominari Holdings Inc. · DOMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Hayes
Officer — Chief Executive Officer · Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 8:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par value per share | Nov 19, 2018 | P | 2,000 | $0.90 | A | 44,183 | D | |
| Common Stock, $.0001 par value per share | Nov 19, 2018 | P | 8,000 | $0.88 | A | 52,183 | D |
Table II — derivative securities
No Table II lines on this filing.