SEC Form 4 · accession 0001615774-18-003423
Dominari Holdings Inc. · DOMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory James Blattner
Director
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012239
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.04 | May 3, 2018 | A | 50,000 | A | — | May 2, 2028 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F150% of the options vest on May 3, 2018 and the remaining 50% shall vest on November 3, 2018.