SEC Form 4 · accession 0001615774-18-001339
Dominari Holdings Inc. · DOMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Weisblum
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 20, 2018 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par value per share | Feb 16, 2018 | A | 20,000 | $0.00 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.50 | Feb 16, 2018 | A | 50,000 | A | — | Feb 15, 2028 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F150% of the options vest on February 16, 2018 and the remaining 50% shall vest on August 16, 2018.