SEC Form 4 · accession 0001615774-17-003037
Dominari Holdings Inc. · DOMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J VanderZanden
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 7, 2017 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012239
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.02 | May 31, 2017 | A | 3,947 | A | — | May 30, 2027 | Common Stock | 3,947 | 28,318 | D |
Explanation of responses
- F150% of the options vest on May 31, 2017 and the remaining 50% shall vest on May 31, 2018.