SEC Form 4 · accession 0001615774-16-008540
Dominari Holdings Inc. · DOMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Weisblum
Director
Period of report
Aug 24, 2016
Accepted (ET)
Nov 22, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012239
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.42 | Aug 24, 2016 | A | 3,947 | A | — | Aug 23, 2026 | Common Stock | 3,947 | 3,947 | D |
Explanation of responses
- F150% of the options vest on August 24, 2016, and the remaining 50% shall vest on August 24, 2017.