SEC Form 4/A · accession 0001615774-16-006728
Dominari Holdings Inc. · DOMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Anthony Hayes
Director
Period of report
May 3, 2016
Accepted (ET)
Aug 12, 2016 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012239
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $1.98 | May 3, 2016 | A | 3,947 | A | — | May 2, 2021 | Common Stock | 3,947 | 61,840 | D |
Explanation of responses
- F1The reporting person's original Form 4 (denoting a 75,000 stock option issuance) inadvertently did not reflect a 1-for-19 reverse stock split, effective March 4, 2016.
- F250% of the options vest on May 3, 2016, and the remaining 50% shall vest on May 3, 2017.