SEC Form 4 · accession 0001615774-16-005618
Dominari Holdings Inc. · DOMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffrey Ballabon
Director
Period of report
May 3, 2016
Accepted (ET)
May 24, 2016 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012239
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.98 | May 3, 2016 | A | 75,000 | A | — | May 2, 2021 | Common Stock | 75,000 | 82,894 | D |
Explanation of responses
- F150% of the options vest on May 3, 2016 and the remaining 50% shall vest on May 3, 2017.