SEC Form 4 · accession 0001615774-16-005614
Dominari Holdings Inc. · DOMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Tim S Ledwick
Director
Period of report
May 3, 2016
Accepted (ET)
May 24, 2016 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012239
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.98 | May 3, 2016 | A | 75,000 | A | — | May 2, 2021 | Common Stock | 75,000 | 78,947 | D |
Explanation of responses
- F150% of the options vest on May 3, 2016 and the remaining 50% shall vest on May 3, 2017.