SEC Form 4 · accession 0001209191-16-142854
INFOBLOX INC · BLOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Fulton
Officer — EVP, Product Strategy
Period of report
Sep 23, 2016
Accepted (ET)
Sep 26, 2016 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 23, 2016 | M | 10,000 | $14.54 | A | 126,494 | D | |
| Common Stock | Sep 23, 2016 | S | 16,964 | $26.34 | D | 109,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(NQ)F3 | $14.54 | Sep 23, 2016 | M | 10,000 | D | — | Sep 10, 2024 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Price shown is the weighted average sale price. The sale transactions reported on this line ranged in price from $26.33 to $26.37. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares sold at each separate price.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 24, 2016.
- F3The option vested 25% on September 3, 2015 and vests 25% monthly the second year, and 50% monthly on the third year.