SEC Form 4 · accession 0001209191-15-052817
INFOBLOX INC · BLOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Remo Canessa
Officer — Chief Financial Officer
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | M | 365 | $9.12 | A | 393,540 | D | |
| Common Stock | Jun 10, 2015 | M | 4,634 | $9.12 | A | 398,174 | D | |
| Common Stock | Jun 10, 2015 | S | 1,145 | $27.42 | D | 397,029 | D | |
| Common StockF1 | Jun 10, 2015 | S | 4,999 | $27.47 | D | 392,030 | D | |
| Common StockF2 | Jun 10, 2015 | S | 87,856 | $27.41 | D | 304,174 | D | |
| Common Stock | holding | — | — | — | 27,500 | I | By minor child | |
| Common Stock | holding | — | — | — | 27,500 | I | By minor child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(ISO)F3 | $9.12 | Jun 10, 2015 | M | 365 | D | — | Sep 14, 2021 | Common Stock | 365 | 2,924 | D |
| Employee Stock Option (right to buy)(NQ)F3 | $9.12 | Jun 10, 2015 | M | 4,634 | D | — | Sep 14, 2021 | Common Stock | 4,634 | 37,076 | D |
Explanation of responses
- F1Price shown is the weighted average purchase price. The purchase transactions reported on this line ranged in price from $27.47 to $27.49. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares purchased at each separate price.
- F2Price shown is the weighted average purchase price. The purchase transactions reported on this line ranged in price from $27.35 to $27.50. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares purchased at each separate price.
- F3The option vested and became exercisable as to 40% of the total grant amount on September 15, 2013 and the remaining shares underlying the option vest 1.666% monthly thereafter.