SEC Form 4 · accession 0001209191-15-050834
INFOBLOX INC · BLOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sohail M. Parekh
Officer — Exec VP, Engineering
Period of report
Jun 5, 2015
Accepted (ET)
Jun 5, 2015 · 8:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2015 | M | 3,609 | $9.66 | A | 143,280 | D | |
| Common Stock | Jun 5, 2015 | M | 56,315 | $9.66 | A | 199,595 | D | |
| Common Stock | Jun 5, 2015 | M | 476 | $9.12 | A | 200,071 | D | |
| Common Stock | Jun 5, 2015 | S | 60,400 | $27.23 | D | 139,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(NQ)F2 | $9.66 | Jun 5, 2015 | M | 56,315 | D | — | Jun 1, 2021 | Common Stock | 56,313 | 0 | D |
| Employee Stock Option (right to buy)(ISO)F2 | $9.66 | Jun 5, 2015 | M | 3,609 | D | — | Jun 1, 2021 | Common Stock | 3,609 | 0 | D |
| Employee Stock Option (right to buy)(NQ)F3 | $9.12 | Jun 5, 2015 | M | 476 | D | — | Sep 14, 2021 | Common Stock | 476 | 116,190 | D |
Explanation of responses
- F1Price shown is the weighted average sale price. The sale transactions reported on this line ranged in price from $26.80 to $27.54. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares sold at each separate price.
- F2The option vested and was exercisable as to 25% of the total grant amount on June 2, 2012 and the remaining shares underlying the option vest 2.0833% monthly thereafter
- F3The option vested and became exercisable as to 40% of the total grant amount on September 15, 2013 and the remaining shares underlying the option vest 1.666% monthly thereafter.