SEC Form 4 · accession 0001209191-15-033610
INFOBLOX INC · BLOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Remo Canessa
Officer — Chief Financial Officer
Period of report
Apr 8, 2015
Accepted (ET)
Apr 10, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 8, 2015 | M | 14,917 | $9.12 | A | 408,092 | D | |
| Common StockF1 | Apr 8, 2015 | S | 14,917 | $23.72 | D | 393,175 | D | |
| Common Stock | Apr 9, 2015 | M | 6,531 | $9.12 | A | 399,706 | D | |
| Common StockF2 | Apr 9, 2015 | S | 6,531 | $23.53 | D | 393,175 | D | |
| Common Stock | Apr 10, 2015 | M | 11,580 | $9.12 | A | 404,755 | D | |
| Common StockF3 | Apr 10, 2015 | S | 11,580 | $23.47 | D | 393,175 | D | |
| Common Stock | holding | — | — | — | 27,500 | I | By minor child | |
| Common Stock | holding | — | — | — | 27,500 | I | By minor child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(ISO)F4 | $9.12 | Apr 10, 2015 | M | 3,289 | D | — | Sep 14, 2021 | Common Stock | 3,289 | 3,289 | D |
| Employee Stock Option (right to buy)(NQ)F4 | $9.12 | Apr 8, 2015 | M | 14,917 | D | — | Sep 14, 2021 | Common Stock | 14,917 | 56,532 | D |
| Employee Stock Option (right to buy)(NQ)F4 | $9.12 | Apr 9, 2015 | M | 6,531 | D | — | Sep 14, 2021 | Common Stock | 6,531 | 50,001 | D |
| Employee Stock Option (right to buy)(NQ)F4 | $9.12 | Apr 10, 2015 | M | 8,291 | D | — | Sep 14, 2021 | Common Stock | 8,291 | 41,710 | D |
Explanation of responses
- F1Price shown is the weighted average purchase price. The purchase transactions reported on this line ranged in price from $23.70 to $23.75. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares purchased at each separate price.
- F2Price shown is the weighted average purchase price. The purchase transactions reported on this line ranged in price from $23.50 to $23.58. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares purchased at each separate price.
- F3Price shown is the weighted average purchase price. The purchase transactions reported on this line ranged in price from $23.45 to $23.49. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares purchased at each separate price.
- F4The option vested and became exercisable as to 40% of the total grant amount on September 15, 2013 and the remaining shares underlying the option vest 1.666% monthly thereafter.