SEC Form 4 · accession 0001209191-15-030983
INFOBLOX INC · BLOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Remo Canessa
Officer — Chief Financial Officer
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2015 | S | 5,392 | $24.21 | D | 393,175 | D | |
| Common Stock | Mar 30, 2015 | M | 23,004 | $0.00 | A | 416,179 | D | |
| Common StockF1 | Mar 30, 2015 | S | 23,004 | $24.21 | D | 393,175 | D | |
| Common Stock | Mar 31, 2015 | M | 32,576 | $0.00 | A | 425,751 | D | |
| Common StockF2 | Mar 31, 2015 | S | 32,576 | $24.01 | D | 393,175 | D | |
| Common Stock | holding | — | — | — | 27,500 | I | By minor child | |
| Common Stock | holding | — | — | — | 27,500 | I | By minor child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(ISO)F3 | $4.53 | Mar 30, 2015 | M | 2,760 | D | — | Feb 29, 2020 | Common Stock | 2,760 | 0 | D |
| Employee Stock Option (right to buy)(NQ)F3 | $4.53 | Mar 30, 2015 | M | 20,244 | D | — | Feb 29, 2020 | Common Stock | 20,244 | 20,605 | D |
| Employee Stock Option (right to buy)(NQ)F3 | $4.53 | Mar 31, 2015 | M | 20,605 | D | — | Feb 29, 2020 | Common Stock | 20,605 | 0 | D |
| Employee Stock Option (right to buy)(NQ)F4 | $9.12 | Mar 31, 2015 | M | 11,971 | D | — | Sep 14, 2021 | Common Stock | 11,971 | 71,449 | D |
Explanation of responses
- F1Price shown is the weighted average purchase price. The purchase transactions reported on this line ranged in price from $24.21 to $24.23. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares purchased at each separate price.
- F2Price shown is the weighted average purchase price. The purchase transactions reported on this line ranged in price from $24.00 to $24.06. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares purchased at each separate price.
- F3The option was fully vested and exercisable as of March 1, 2014.
- F4The option vested and became exercisable as to 40% of the total grant amount on September 15, 2013 and the remaining shares underlying the option vest 1.666% monthly thereafter.