SEC Form 4 · accession 0001209191-15-026710
INFOBLOX INC · BLOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sohail M. Parekh
Officer — Exec VP, Engineering
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 8:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 25,760 | $2.49 | A | 166,828 | D | |
| Common Stock | Mar 12, 2015 | M | 4,440 | $2.13 | A | 171,268 | D | |
| Common StockF1 | Mar 12, 2015 | S | 30,200 | $23.86 | D | 141,068 | D | |
| Common Stock | Mar 13, 2015 | M | 2,200 | $2.13 | A | 143,268 | D | |
| Common StockF2 | Mar 13, 2015 | S | 2,200 | $23.87 | D | 141,068 | D | |
| Common Stock | Mar 16, 2015 | M | 21,258 | $2.13 | A | 162,326 | D | |
| Common Stock | Mar 16, 2015 | M | 4,613 | $9.66 | A | 166,939 | D | |
| Common StockF3 | Mar 16, 2015 | S | 25,871 | $23.80 | D | 141,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)(ISO)F4 | $2.49 | Mar 12, 2015 | M | 25,760 | D | — | Sep 19, 2017 | Common Stock | 25,760 | 0 | D |
| Employee Stock Option (right to buy)(ISO)F5 | $2.13 | Mar 12, 2015 | M | 4,440 | D | — | Sep 3, 2019 | Common Stock | 4,440 | 23,458 | D |
| Employee Stock Option (right to buy)(ISO)F5 | $2.13 | Mar 13, 2015 | M | 2,200 | D | — | Sep 3, 2019 | Common Stock | 2,200 | 21,258 | D |
| Employee Stock Option (right to buy)(ISO)F5 | $2.13 | Mar 16, 2015 | M | 21,258 | D | — | Sep 3, 2019 | Common Stock | 21,258 | 0 | D |
| Employee Stock Option (right to buy)(ISO)F6 | $9.66 | Mar 16, 2015 | M | 4,613 | D | — | Jun 1, 2021 | Common Stock | 4,613 | 5,738 | D |
Explanation of responses
- F1Price shown is the weighted average sale price. The sale transactions reported on this line ranged in price from $23.77 to $24.00. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares sold at each separate price.
- F2Price shown is the weighted average sale price. The sale transactions reported on this line ranged in price from $23.80 to $24.09. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares sold at each separate price.
- F3Price shown is the weighted average sale price. The sale transactions reported on this line ranged in price from $23.80 to $23.82. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, Infoblox Inc., or a security holder of Infoblox Inc., full information regarding the number of shares sold at each separate price.
- F4The option was fully vested and exercisable on August 1, 2011.
- F5The option vested and was exercisable as to 25% of the total grant amount on September 1, 2010 and the remaining shares underlying the option vest 2.0833% monthly thereafter.
- F6The option vested and was exercisable as to 25% of the total grant amount on June 2, 2012 and the remaining shares underlying the option vest 2.0833% monthly thereafter.