SEC Form 4 · accession 0001209191-16-151225
NuStar GP Holdings, LLC · NSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Shoaf
Officer — EVP & CFO
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Nov 16, 2016 | A | 4,040 | $0.00 | A | 20,602 | D | |
| Common UnitsF2 | Nov 16, 2016 | F | 257 | $25.15 | D | 20,345 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted phantom units. The restricted phantom units vest annually in equal increments over a five-year period beginning on November 16, 2017.
- F2"Common Units" reported are units not distributed to the reporting person in order to satisfy the reporting person's tax obligations on grants.