SEC Form 4 · accession 0001228229-18-000001
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas H Martin
Director · 10% Owner
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | May 30, 2018 | M | 10,000 | $16.93 | A | 27,795 | I | Douglas H. Martin Trust |
| Common Stock | holding | — | — | — | 1,633 | D | ||
| Common StockF3 | holding | — | — | — | 47,009 | I | Martin Family 2016 Trust | |
| Common StockF1 | holding | — | — | — | 40,000 | I | Martin Family 2018 Trust | |
| Common Stock | holding | — | — | — | 3,900 | I | By children | |
| Common StockF2 | holding | — | — | — | 43,077 | I | By Roth IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $16.93 | May 30, 2018 | M | 10,000 | D | Jun 3, 2009 | Jun 3, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Reflects transfer to Martin Family 2018 Trust of 40,000 shares previously reported as owned indirecdtly by Douglas H. Martin Trust. Reporting person is sole trustee and primary beneficiary of Martin Family 2018 Trust.
- F2Reflects transfer to Roth IRA account of 4,250 shares previously reported as indirectly owned by IRA.
- F3Reflects transfer to Douglas H. Martin Trust of 2,991 shares previously reported as indirectly owned by Martin Family 2016 Trust.