SEC Form 4 · accession 0001228226-17-000002
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. R. Stephens Jr.
10% Owner
Period of report
Jul 14, 2017
Accepted (ET)
Jul 18, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2017 | P | 12,000 | $18.848 | A | 152,645 | I | By Trust |
| Common StockF2 | holding | — | — | — | 4,305,343 | I | By SG-1890, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares owned by the W.R. Stephens, Jr. Revocable Trust over which reporting person acts as Trustee.
- F2Represents total shares of Conn's, Inc. Common Stock held by SG-1890, LLC. The reporting person is a member of the Executive Committee of The Stephens Group, LLC, the Manager of SG-1890, LLC. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.